Skip to main content
Institute for Social Vision Design

3,772 Medical Incidents Reported in Ten and a Half Years, About 356 a Year — the Design Estimate Was 1,300 to 2,000, and the Clause Requiring a Review Within Two Years Has Sat Expired for a Decade

|Updated
Naoya Yokota
About 9 min read

Kyoto University Hospital announced that surgeons removed part of a patient's healthy brain during an operation for a brain tumour. Japan's medical incident investigation system began in October 2015. Reports to it total 3,772 as of the end of April 2026, about 356 a year. The estimate made while the system was being designed was 1,300 to 2,000 a year. A supplementary clause requiring a review of the relationship between Article 21 of the Medical Practitioners Act and reporting under the system, within two years, expired in June 2016 and has not been acted on.

TL;DR

  1. Reports total 3,772 over ten years and seven months, about 356 a year
  2. The design estimate was 1,300 to 2,000 a year; the record is 27.4% of the lower bound
  3. The clause requiring a review within two years expired in June 2016 and remains unactioned
The estimate made while the system was being designed
1,300 to 2,000 a year
The record is 3,772 over ten years and seven months, about 356 a year
Consultations20,213
9,446 from providers, 9,501 from bereaved families, 1,266 other or unknown
Incidents reported3,772
3,586 hospitals, 185 clinics, 1 midwifery centre
In-house investigation results filed3,372
89.4% of reported incidents
Centre investigations requested329
261 by families, 68 by providers. 8.7% of reports
Centre investigation reports issued229
69.6% of requests

About half of the 20,213 consultations came from providers, so a consultation from a bereaved family does not convert into a report. The Centre passed the content of a consultation to a provider at a family's request 253 times in total.

Cumulative totals for the medical incident investigation system, October 2015 to end-April 2026. Consultations and reports are counted separately and are not the same population

What Is Happening

The Kyoto case. Reports to the system total 3,772 over ten and a half years

On 7 August 2026, NHK reported an announcement by Kyoto University Hospital. During an operation the previous month on a woman in her fifties for a brain tumour, surgeons removed not the tumour but part of the healthy brain governing functions including respiration. The patient now requires a ventilator.

The machinery for cases of this kind is the medical incident investigation system. It came into force in October 2015 under the sixth amendment to the Medical Care Act, promulgated in June 2014.

The cumulative totals are published. As of the end of April 2026, reported medical incidents total 3,772. Over ten years and seven months, that averages about 356 a year.

Background & Context

The head of the institution decides. The 1,300 to 2,000 estimate was never approached

The head of the institution decides whether to report

The scope is set in statute. It covers "a death or stillbirth arising from, or suspected to arise from, medical care provided by a healthcare worker employed at the institution, which the head of that institution did not anticipate".

Note the subject of that sentence. Whether the death was anticipated is decided by the head of the institution where it happened. Not by a third party.

A further note is attached: whether an error occurred is not part of the test. The line is drawn on anticipation, not on fault.

Anticipation can be established three ways

The ministerial ordinance lists three ways a death counts as anticipated. Where the patient or family was told before care was given that the death was anticipated; where it was recorded in the medical record or another document before care was given; or where, after hearing from the healthcare workers involved and taking the view of the medical safety committee, the head recognises that it was anticipated before care was given. An incident falls inside the system only where the head finds that none of the three applies.

The third is settled after the fact. Hear the staff, take the committee's view, and the head may find the death was anticipated. Discretion belonging to the party involved sits at the entrance to reporting.

The notice adds a limit. The explanation and the record must concern the possibility of this death for this patient in light of their clinical course, not a general statement about the possibility of death. Generalities are not to serve as cover.

The estimate was 1,300 to 2,000 a year

What volume was expected when the system was built? The ministry's own material says.

The estimate at the design stage was 1,300 to 2,000 a year. Eight months after commencement the record stood at 251 incidents reported, 1,250 consultations, 78 investigation results filed and 2 Centre investigations requested.

In the same document the ministry qualifies its own estimate. The estimate was built before the system's scope was settled, from death counts under an existing reporting scheme covering university hospitals and National Hospital Organization facilities. It assumes large hospitals with a high share of high-risk patients, and it includes deaths other than those "the head did not anticipate," so the estimated figure runs high.

Ten years on, the record averages about 356 a year, 27.4% of the lower bound of 1,300. Whether the estimate was too high or the reporting is too low cannot be settled from these figures alone. It has stayed unsettled for a decade.

Consultations total 20,213, half of them from providers

Contact with the system runs far higher. Consultations total 20,213: 9,446 from healthcare providers, 9,501 from bereaved families and others, and 1,266 other or unknown.

About half come from providers. Consultations from families and from institutions stand at almost the same number. The desk is both a place families turn to and a place institutions call when a judgement is unclear.

The second use has its own record. Where a provider sought advice on whether an incident fell within the system, the Centre convened a panel and advised 691 times in total. That is 18.3% of the number of reports.

Reading the Structure

The criminal route sits outside the system, and the clause to reconcile them expired

The criminal route sits outside the system

The ministry's material sets a second route alongside the diagram of the system.

Notification under Article 21 of the Medical Practitioners Act, made on the judgement of the doctor who examines the body, leads to police investigation, a prosecutor's decision, referral, and then charge or no charge.

Reporting under the system and notification under Article 21 run as separate routes. One exists for prevention, the other for investigation. A single death may travel both, or neither.

The system side states its purpose. The purpose of this system is to secure medical safety; it does not exist to pursue individual responsibility.

There is a proviso on how interviews are handled

The two routes surface again in how investigations run. Interview records for the healthcare worker involved are to be handled as internal material and not disclosed, except where there is legal compulsion, and the interviewee is to be told so.

The exception carries the weight. Where there is legal compulsion, the record is disclosed. Nothing in the wording of the notice guarantees that what someone says honestly will stay out of an investigation or a lawsuit.

The same notice states that the healthcare worker involved is not to be excluded from the investigation, and that anonymity is to be preserved as far as possible during it. Investigating the person while preserving their anonymity is left to practice to reconcile.

The statute required a review within two years

This is where the system hangs.

The supplementary provisions required that, within two years of promulgation and having regard to how investigations were being carried out, consideration be given to notification under Article 21 of the Medical Practitioners Act and reporting to the Centre, to the form of medical incident investigation, and to the form of the Centre itself, and that legislative or other necessary measures be taken.

The deadline was 24 June 2016. Before it fell, the ministry wrote this. On the form of the system, opinions vary among those concerned on matters including Article 21 of the Medical Practitioners Act and the relationship between medical practice and criminal responsibility, and at present no amendment can be made by the deadline of 24 June 2016 set in the supplementary provisions.

A matter the statute directed be considered and acted on within two years went unprocessed by the deadline. The reason named is disagreement over the relationship with criminal responsibility.

What went in instead were operational changes

In place of amendment, five operational improvements were set out. Giving formal standing to liaison councils of support organisations, clarifying that heads of institutions must have arrangements to capture every in-house death, clarifying that the Centre relays the content of a family's consultation to the provider at the family's request, expanding training for support organisations and providers, and clarifying that the Centre may query the content of an in-house investigation report with the provider's consent.

The third has a record. The Centre relayed the content of a consultation to a provider at a family's request 253 times in total. That is 2.7% of the 9,501 consultations from families.

The improvements went in; the matter the statute directed be considered stayed where it was. Four of the five concern arrangements and support on the provider side. None touches the relationship with criminal responsibility.

How often families have to ask for an investigation

The Centre investigation figures are worth setting out. Centre investigations were requested 329 times: 261 by bereaved families and 68 by providers. Reports were issued 229 times.

Requests come to 8.7% of the 3,772 reports, and 69.6% of requests produced a report. 79.3% of requests came from families. The mechanism is used by the side that could not accept the result of the in-house investigation.

In-house investigation results filed total 3,372, 89.4% of reported incidents.

95.1% of reports come from hospitals

The origin of reports is lopsided too. Of the 3,772 reports, 3,586 came from hospitals, 185 from clinics and 1 from a midwifery centre. That is 95.1%, 4.9% and one case.

The system covers hospitals, clinics and midwifery centres alike. One report from a midwifery centre and 185 from clinics in ten and a half years. That does not track the number of facilities. Whether an institution can assemble an investigation in-house appears to bear on whether anything is reported at all.

What has to be counted before the next decision

What is published is counts of reports, consultations and investigations. Two things needed for a judgement are missing.

The first is the number of deaths not reported. The scope is deaths "the head did not anticipate," and a death the head finds was anticipated falls outside. The number found to fall outside is tabulated nowhere. Whether the estimate of 1,300 to 2,000 was too high or the reporting too low cannot be settled without it.

The second is the number that travelled the criminal route. No published statistic matches notifications under Article 21, investigations and charges against reports under the system. Nobody knows how the two routes divide the same deaths, while the clause meant to reconcile them sits expired.

As the shared structure of programmes that fail to reach people(このサイトの記事) sets out, a system existing and a system being used are different things. Here the number of uses is known. The number of non-uses is not.

3.456 million consultations over ten years of support for the needy(このサイトの記事) showed the same shape. Those who entered are counted; those who did not are not. In a system whose entrance is left to the judgement of the party involved, that asymmetry becomes the limit on what can be evaluated.

Further Reading

References

Outline of the Medical Incident Investigation SystemMinistry of Health, Labour and Welfare, Medical Safety Promotion Office (2016). Ministry of Health, Labour and Welfare

Status Report on the Medical Incident Investigation System (April)Japan Medical Safety Research Organization (Medical Incident Investigation and Support Centre) (2026). Japan Medical Safety Research Organization

On the Medical Incident Investigation SystemMinistry of Health, Labour and Welfare (2026). Ministry of Health, Labour and Welfare

Medical Incident at Kyoto University Hospital: Part of a Healthy Brain Removed in Error During Tumour SurgeryNHK (2026). NHK NEWS WEB

Statistics cited in this article

  1. 1MHLW, Medical Safety Promotion Office, Outline of the Medical Incident Investigation System(in force October 2015) Open source
  2. 2Japan Medical Safety Research Organization, Status Report on the Medical Incident Investigation System (April)(as of end-April 2026) Open source
  3. 3MHLW, Outline of the Medical Incident Investigation System (Medical Care Act, Article 6-10)(in force October 2015) Open source
  4. 4MHLW, Outline of the Medical Incident Investigation System(in force October 2015) Open source
  5. 5MHLW, Outline of the Medical Incident Investigation System (Enforcement Regulations)(2015) Open source
  6. 6MHLW, Outline of the Medical Incident Investigation System (Notice 0508-1 of 8 May 2015)(2015) Open source
  7. 7MHLW, Outline of the Medical Incident Investigation System(as of end-May 2016) Open source
  8. 8MHLW, Outline of the Medical Incident Investigation System(2016) Open source
  9. 9Japan Medical Safety Research Organization, Status Report (April)(as of end-April 2026) Open source
  10. 10MHLW, Outline of the Medical Incident Investigation System(2015) Open source
  11. 11MHLW, Outline of the Medical Incident Investigation System (notice)(2015) Open source
  12. 12MHLW, Outline of the Medical Incident Investigation System (supplementary provisions of the Comprehensive Medical and Long-Term Care Act)(promulgated 25 June 2014) Open source

Questions to Reflect On

  1. What does a system secure when the party involved decides whether to report
  2. What does the gap between 1,300 to 2,000 estimated and 356 recorded actually mean
  3. How does a separate criminal route affect the decision to report

Related Content

Get new columns by email

1-2 social structure analysis columns per week. Free to subscribe.

Join ISVD's activities?

Sign up to receive the latest research and activity reports. Feel free to reach out about collaboration or project participation.